Human-Data Interaction

39.1 Introduction

We have moved from a world where computing is siloed and specialised, to a world where computing is ubiquitous and everyday. In many, if not most, parts of the world, networked computing is now mundane as both foreground (e.g., smartphones, tablets) and background (e.g., road traﬃc management, ﬁnancial systems) technologies. This has permitted, and continues to permit, new gloss on existing interactions (e.g., online banking) as well as distinctively new interactions (e.g., massively scalable distributed real-time mobile gaming). An eﬀect of this increasing pervasiveness of networked computation in our environments and our lives is that data are also now ubiquitous: in many places, much of society is rapidly becoming “data driven”.

Many of the devices we use, the networks through which they connect – not just the Internet but also alternative technologies such as ﬁxed and cellular telephone networks – and the interactions we experience with these technologies (e.g., use of credit cards, driving on public highways, online shopping) generate considerable trails of data. These data are created both consciously by us – whether volunteered via, e.g., our Online Social Network (OSN) proﬁles, or observed as with our online shopping behaviour (World Economic Forum 2011) – and they are inferred and created about us by others – not just other people but, increasingly, machines and algorithms, too.

Author/Copyright holder: tara hunt. Copyright terms and licence: CC BY-SA 2.0

We create data trails both consciously and unconsciously. Most of us are very self-conscious about what we post on our Facebook and Twitter accounts – but only a minority of people are aware that they leave a very detailed data trail in many other ways, e.g., when browsing online or walking in their cities carrying their smartphones. Increasingly, machines and algorithms are tracking every step we take – both online and offline – and we are very rarely “warned” or notified about this surveillance.

39.1.1 The Evolution of Human-Computer Interaction

We observe that Human-Computer Interaction (HCI) has grown out of and been traditionally focused on the interactions between humans and computers as artefacts, i.e., devices to be interacted with. As described by Jonathan Grudin (1990a, 1990b), a Principal Researcher at Microsoft Research in the field of HCI, the focus of work in HCI has varied from psychology (Card, Moran, and Newell 1983) to hardware to software to interface, and subsequently deeper into the organisation. This trend, moving the focus outward from the relatively simple view of an operator using a piece of hardware, continued with consideration of the richness of the inter-relationships between users and computer systems as those systems have pervaded organisations and become networked, and thus the need to “explode the interface”, e.g., Bowers and Rodden (1993), professors at Newcastle and Nottingham Universities respectively.

The evolution of Human-Computer Interaction:

Author/Copyright holder:Jorge Gonzalez. Copyright terms and licence: CC BY-SA 2.0

We believe that the continuing and accelerating trend towards truly ubiquitous and pervasive computing points to a need to emphasise another facet of the very general topic of how people interact with computer systems: how people should interact with data. That is, not so much the need for us to interact directly with large quantities of data (still a relatively rare occupation), but the need for us all to have some understanding of the ways in which our behaviours, the data they generate, and the algorithms which process these data increasingly shape our lives. A complex ecosystem, often collaborative but sometimes combative (Brown 2014), is forming around companies and individuals engaging in the use of thee data. The nascent, multi-disciplinary ﬁeld of Human-Data Interaction (HDI) responds to this by placing the human at the centre of these data ﬂows, and it is concerned with providing mechanisms for people to interact explicitly with these systems and data.

Author/Copyright holder: Thierry Gregorius. Copyright terms and licence: CC BY 2.0

We think that it’s crucial to understand 1) how our behaviours, 2) how the data our behaviours generate, and 3) how the algorithms which process these data increasingly shape our lives. Human-Data Interaction (HDI) places the human at the centre of these data ﬂows, and HDI provides mechanisms which can help the individual and groups of people to interact explicitly with these systems and data.

In this article we will next go into more detail as to why HDI deserves to be named as a distinct problematic (§2) before deﬁning just what it is we might mean by HDI (§3). We will then give our story of the development of HDI to its state by the mid-2010s, starting with Dataware, an early technical attempt to enable HDI (§4). We follow this with a deeper discussion of what exactly the “I” in HDI might mean – how interaction is to be construed and constructed in HDI – and a recent second attempt at starting to deﬁne a technical platform to support HDI with that understanding in mind (§5 and §6 respectively). We conclude with a brief discussion of some exciting areas of work occurring in the second half of the 2010s that we identify (§7), though there are no doubt many more! Finally, after summarising (§8), we give a few indications of where to go to learn more (§9).

39.2 Why Do We Need HDI?

39.2.1 Life Goes On: We Still Need Privacy

Author/Copyright holder: Sean MacEntee. Copyright terms and licence: CC BY 2.0

Privacy is not an outdated model. We need it more than ever.

“One thing should be clear, even though we live in a world in which we share personal information more freely than in the past, we must reject the conclusion that privacy is an outmoded value ...we need it now more than ever.”

– Barack Obama, President of the USA (US Consumer Privacy Bill of Rights 2012)

Privacy has long remained a topic of widespread societal interest and debate as digital technologies generate and trade in personal data on an unprecedented scale. Government and Industry proclaim the social and economic beneﬁts to be had from personal data, against a counterpoint of a steady ﬂow of scare stories detailing misuse and abuse of personal data. Industry eﬀorts to quell anxiety proﬀer encryption as the panacea to public concerns, which in turn becomes a matter of concern to those charged with state security. Use of encryption in this way also glosses, hides or at least renders opaque a key threat to consumer or user privacy: the ability to “listen in” and stop devices “saying” too much about us. As Professor of Computer Science and Law at Stanford University Keith Winstein (2015) puts it,

“Manufacturers are shipping devices as sealed-oﬀ products that will speak, encrypted, only with the manufacturer’s servers over the Internet. Encryption is a great way to protect against eavesdropping from bad guys. But when it stops the devices’ actual owners from listening in to make sure the device isn’t tattling on them, the eﬀect is anti-consumer.”

– Keith Winstein

Many Internet businesses rely on extensive, rich data collected about their users, whether to target advertising eﬀectively or as a product for sale to other parties. The powerful network externalities that exist in rich data collected about a large set of users make it diﬃcult for truly competitive markets to form. We can see a concrete example in the increasing range and reach of the information collected about us by third-party websites, a space dominated by a handful of players, including Google, Yahoo, Rubicon Project, Facebook and Microsoft (Falahrastegar et al. 2014, 2016). This dominance has a detrimental eﬀect on the wider ecosystem: online service vendors ﬁnd themselves at the whim of large platform and Application Programming Interface (API) providers, hampering innovation and distorting markets.

39.2.2 The Paradox of Privacy: The More We Reveal, the More Privacy We Desire

Personal data management is considered an intensely personal matter however: e.g., professor of Informatics Paul Dourish (2004) argues that individual attitudes towards personal data and privacy are very complex and context dependent. Studies have shown that the more people disclose on social media, the more privacy they say they desire, e.g., Taddicken and Jers (2011), of the Universities of Hamburg and Hohenheim respectively. This paradox implies dissatisfaction about what participants received in return for exposing so much about themselves online and yet, “they continued to participate because they were afraid of being left out or judged by others as unplugged and unengaged losers”. This example also indicates the inherently social nature of much “personal” data: as Andy Crabtree, Professor of Computer Science at the University of Nottingham, and Richard Mortier, University Lecturer in the Cambridge University Computer Laboratory (2015) note, it is impractical to withdraw from all online activity just to protect one’s privacy.

Context sensitivity, opacity of data collection and drawn inferences, trade of personal data between third parties and data aggregators, and recent data leaks and privacy infringements all motivate means to engage with and control our personal data portfolios. However, technical constraints that ignore the interests of advertisers and analytics providers, and so remove or diminish revenues supporting “free” services and applications, will fail (Vallina-Rodriguez et al. 2012; Leontiadis et al. 2012).

39.2.3 The Internet of Things Reshaped the Nature of Data Collection: From Active to Passive

The Internet of Things (IoT) further complicates the situation, reshaping the nature of data collection from an active feature of human-computer interaction to a passive one in which devices seamlessly communicate personal data to one another across computer networks. Insofar as encryption is seen as the panacea to privacy concerns – and it is not: consumer data remains open to the kinds of industry abuses that we are all becoming increasingly familiar with – this gives rise to “walled gardens” in which personal data is distributed to the cloud before it is made available to end-users. Open IoT platforms, such as Samsung’s ARTIK, do not circumvent the problem either: they are only open to developers. This is not an IoT speciﬁc objection. However, IoT throws it into sharp relief: while security is clearly an important part of the privacy equation, it is equally clear that more is required.

39.2.4 Reclaiming Humanity: Active Players not Passive Victims of the Digital Economy

There is need in particular to put the end-user into the ﬂow of personal data; to make the parties about whom personal data is generated into active rather than passive participants in its distribution and use. The need to support personal data management is reﬂected in a broad range of legal, policy and industry initiatives, e.g., Europe’s General Data Protection Directive (European Parliament 2014), the USA’s Consumer Privacy Bill of Rights (US Consumer Privacy Bill of Rights 2012) and Japan’s revision of policies concerning the use of personal data (Strategic Headquarters for the Promotion of an Advanced Information and Telecommunications Network Society 2014).

Here, issues of trust, accountability, and user empowerment are paramount. They speak not only to the obligations of data controllers – the parties who are responsible for processing personal data and ensuring compliance with regulation and law – but seek to shift the locus of agency and control towards the consumer in an eﬀort to transform the user from a passive “data subject” into an active participant in the processing of personal data. That is, into someone who can exercise control and manage their data and privacy, and thus become an active player or participant in – rather than a passive victim of – the emerging data economy.

Having discussed why HDI is a topic that should concern us, we now turn to a more detailed discussion of just what it is that we might mean when we use the term HDI.

39.3 Just What is HDI?

As with most academic ventures, you might anticipate that answering the above question will not be straightforward. We believe that the richness of conceptions of data, reﬂected in its general deﬁnition, lead to a broad deﬁnition of HDI, e.g., the definition of data from the Oxford English Dictionary (2014):

As a count noun: an item of information; a datum; a set of data.
As a mass noun:
- Related items of (chieﬂy numerical) information considered collectively, typically obtained by scientiﬁc work and used for reference, analysis, or calculation.
- Computing. Quantities, characters, or symbols on which operations are performed by a computer, considered collectively. Also (in non-technical contexts): information in digital form.

When compounded with other nouns, however, it becomes more interesting:

Data trail: An electronic record of the transactions or activities of a particular person, organisation, etc. Now esp. with reference to a person’s ﬁnancial transactions, telephone and Internet usage, etc.
Data smog: A confusing mass of information, esp. from the Internet, in which the erroneous, trivial, or irrelevant cannot be easily or eﬃciently separated from what is of genuine value or interest (often in ﬁgurative context); obfuscation generated by this; cf. information overload.
Big Data: Computing (also with capital initials) data of a very large size, typically to the extent that its manipulation and management present signiﬁcant logistical challenges; (also) the branch of computing involving such data.

In many ways, it is the interplay between the last three deﬁnitions that we believe gives rise to the need for a broader conception of HDI: when the data trails of individuals’ private behaviour are coalesced and analysed as big data; and where the results of that analysis, whether or not correct, are fed back into the data associated with an individual. Data, particularly personal data, can be seen as a boundary object (Star and Griesemer 1989; Star 2010), reﬂected in the many ways diﬀerent communities refer to and think of data. For example, to contrast with big data we see data trails referred to as small data (Estrin 2013) where “N = me”, pertaining to each of us as individuals. We see yet other terms used in other ﬁelds: participatory data (Shilton 2012) in health, microdata (Kum et al. 2014) in population informatics, and digital footprint (Madden et al. 2007) in the digital economy.

Looking at the literature shows several meanings already attached to the term; as of 2016, we are aware of at least ﬁve distinct versions:

HDI is about federating disparate personal data sources and enabling user control over the use of “my data” (McAuley, Mortier, and Goulding 2011).
HDI is about human manipulation, analysis, and sense-making of large, unstructured, and complex datasets (Elmqvist 2011).
HDI is about processes of collaboration with data and the development of communication tools that enable interaction (Kee et al. 2012).
HDI is about delivering personalised, context-aware, and understandable data from big datasets (Cafaro 2012).
HDI is about providing access and understandings of data that is about individuals and how it aﬀects them (Mashhadi, Kawsar, and Acer 2014).

While distinct, there is a connecting thread running through the diﬀerent versions of HDI that suggests:

That there is a great deal of digital data about, so much so that it might be seen as the next frontier for computing and society alike (Pentland 2012).
That HDI is very much conﬁgured around large amounts of “personal data”, whether in terms of delivering personalised experiences or in terms of it being about individuals.
That interaction covers a range of interrelated topics from data analytics to data tailoring, and enabling access, control, and collaboration.

Author/Copyright holder: Richard Mortier. Copyright terms and licence: CC BY-NC-ND

Figure 1: Data ﬂows in the Human-Data Interaction model. We generate data which is analysed to produce inferences. These inferences in turn are fed back, aﬀecting our behaviour and becoming themselves the subject of further analysis.

On reading the literature, such as it is in the mid-2010s, this is still a ﬂedgling ﬁeld! – we come to the view that HDI is not about data per se then, not even digital data, but is very much centred on digital data pertaining to people and digital data that may be considered to be “personal” in nature. As McAuley (Professor of Digital Economy, Horizon Digital Economy Research), Mortier, and Goulding (Researcher at Horizon Digital Economy Research) (2011) and Haddadi, Lecturer at Queen Mary University, et al. (2013) put it respectively,

“Modern life involves each of us in the creation and management of data. Data about us is either created and managed by us (e.g., our address books, email accounts), or by others (e.g., our health records, bank transactions, loyalty card activity). Some may even be created by and about us, but be managed by others (e.g., government tax records).”

“An ecosystem, often collaborative but sometimes combative, is forming around companies and individuals engaging in use of personal data.”

At the heart of HDI lies three core principles: legibility, agency and negotiability, set out by Mortier et al. (2014):

Legibility. Premised on the recognition that interactions with data ﬂows and data processes are often opaque, legibility is concerned with making data and analytic algorithms both transparent and comprehensible to users.
Agency. The means to manage “our” data and access to it, agency enables us to act eﬀectively in these systems, as and when we see ﬁt. This not only includes the ability to opt-in or opt-out of data collection and processing but also the broader ability to engage with data collection, storage and use, and to understand and modify data and the inferences drawn from it.
Negotiability. The means to navigate data’s social aspects, negotiability supports interaction between other data subjects and their policies. This enables the ongoing engagement of users so that they can withdraw from data processing either completely or in part, and can derive value from data harvesting for themselves.

39.3.1 Legibility – Enabling Data Subjects to Understand Data Concerning Them

Our interactions with online data systems are often opaque to us: there are few online analogues of physical world artefacts such as the mandatory signage required in locations covered by CCTV (closed-circuit television), where recordings are made and monitored, typically for surveillance and security purposes. We argue that it is not enough simply to make these processes transparent: they are often technical and complex, and the implications of the data collected and processed are incomprehensible. Rather, we believe that they must be made legible, able to be understood by the people they concern. This is a prerequisite for our ability to exercise agency consciously in situations where personal data is being collected and processed. Already recognised in speciﬁc contexts such as consent and withdrawal (Coles-Kemp and Zabihi 2010), the need for data to be more legible is becoming pervasive as society becomes more data-driven.

Author/Copyright holder:Jorge Gonzalez. Copyright terms and licence: CC BY-SA 2.0

It is not enough simply to make online data system processes visible or transparent. Their technical complexity and the manifold implications of the data collected and processed must also be made legible so that the people whom they concern can understand them.

Data created about us are often less well-understood by us. For instance, third-party website tracking, when combined with recommender systems and data-mining algorithms can create new data from inferences, such as advertising preferences (Vallina-Rodriguez et al. 2012). Credit-scoring companies and “customer science” companies collect and mine shopping and transaction data to both predict and enable behaviours. Not all such data uses are strictly commercial, however. For instance, personal data can be used to generate data for new crowdsourced applications such as traﬃc reports or optimised bus routes (Berlingerio et al. 2013). But new tools for informing people about their data, and the practices used around these data, are essential.

Data created by us arise from our interaction with numerous sensors and technologies, from what are now mundane technologies such as OSNs and websites. The richness and variety of such data, however, is continually increasing, particularly with the growing interest in lifelogging and the “Quantiﬁed Self” (Choe et al. 2014). For example, devices and sensors with which we explicitly interact when monitoring our health (e.g., continuous blood glucose monitoring, smart asthma inhalers, bathroom scales that track our weight, or smartphone apps that monitor our sleep patterns). Such devices can create “people-centric” sensor trails (Campbell et al. 2008). Related advances in portable medical sensors, aﬀordable personal genomics screening, and other tools for mobile health diagnosis will generate new personal medical datasets (Kumar et al. 2013).

Legibility entails several features. First, we need to become aware that data is being collected, relatively straightforward to achieve as with, e.g., recent European legislation requiring that websites make clear to users when the site deposits browser cookies. The second, more complex, requirement is that we become aware of the data themselves and their implications. A data-centric view of the world requires that we pay attention to the correctness (in an objective knowledge sense) of data. In contrast, a human-centric view requires that systems allow for different but equally valid viewpoints of data. Similarly, interpretations of data may vary signiﬁcantly over time, hence (for example) the recent Court of Justice of the European Union (2014) “right-to-be-forgotten” where public data about individuals can be removed from search engine results so that the distant past is not kept fresh in people’s minds, mirroring in some ways the natural human behaviour of forgetting once topical information.

Simply providing visualisations of data is a starting point, and a well-studied topic within HCI. However, designer with MetroMile, Chloe Fan (2013) observes that even this can pose problems due to the scale of data involved as Quantiﬁed Self app developers have found when presenting the large, detailed, rich data collected about aspects of a single individual, from physical activity to sleep patterns and diet. Zaslavsky, Principal Research Scientist at CSIRO, Perera, Research Associate with The Open University, and Georgakopoulos, Professor with RMIT, Australia (2012), note similar problems arise with data that are inherent ambiguous such as those collected about communities through Internet-of-Things technologies. However, the potential for data visualisation to reveal aspects of the incentive models associated with the processing of data, and even the details of the processing algorithms themselves, may present more problematic challenges in a commercial environment. One possible avenue is to engage with artists in attempting to make these very abstract concepts (data, algorithm, inference) legible to users (Jacobs et al. 2013, 2016).

39.3.2 Agency – The Capacity to Act for Ourselves within Data Systems

Empowering us to become aware of the fact and implications of the collection of our personal data is a beneﬁcial ﬁrst step. However, putting people at the heart of these data processing systems requires more: we require agency, the capacity to act for ourselves within these systems. In 2016, the right to be informed when personal data are collected was enshrined in legislation such as the European General Data Protection Directive. But as the intimacy, ubiquity, and importance of the personal data collected about us grows, we require a broader ability to engage with its collection, storage, and use to understand and modify raw data and the inferences drawn from them.

This is more than simply the ability to provide informed consent, though even that is often not achieved (or was as of the mid-2010s) (Ioannidis 2013; Luger, Moran, and Rodden 2013; Luger and Rodden 2013). The data collection process may have inherent biases due to contextual dependencies, temporal and other sampling biases, and simply misunderstood semantics. Inferences drawn from our personal data could be wrong, whether due to ﬂawed algorithms, incomplete data or the way our attitudes and preferences change over time. User-centric controls are required, not only for consent but for the revocation of collected personal data (Whitley 2009).

In addition to a richer and more robust dialogue between regulators and the industry, we believe that enabling these requires stakeholders, including researchers, regulators, technologists, and industry, to establish qualitative and quantitative techniques for understanding and informing activity around human data. A survey of 1,464 UK consumers said that 94% believed that they should be able to control information collected about them (Bartlett 2012). It is worth noting that providing such abilities might also bring beneﬁts to data collection and processing organisations as well: the same survey reported that 65% of respondents said that they would share additional data with organisations “if they were open and clear about how the data would be used and if I could give or withdraw permission”.

Note that we do not suggest all users must become continuously engaged in the collection, management and processing of their personal data. Extensive work in the context of privacy and personal data has demonstrated such features as the privacy paradox, whereby privacy only becomes a concern after a violation (Barnes 2006), and we might reasonably anticipate that many people will not often need or desire the capacity to act within these data-collection and -processing systems. However, many will from time to time, and some enthusiasts may do so more frequently. We claim that they must be supported in doing so.

Evidence suggests that mechanisms for expressing data management, such as privacy policies, are diﬃcult both to design (Trudeau, Sinclair, and Smith 2009) and to interpret (Leon et al. 2012), and so supporting users acting more broadly may prove a signiﬁcant challenge. The interplay between data collectors and third-party data users introduces new challenges, both to the privacy of personal data and to the understanding of this privacy: How can we accurately measure the eﬀects of personal data collection when the eﬀects of this collection may span multiple entities and multiple time periods? If we cannot measure these eﬀects, then it will be hard to convince people that they should be concerned, or that they should adopt privacy mechanisms such as diﬀerential privacy (Dwork 2006), privacy-preserving proﬁling and advertising schemes (Haddadi, Hui, and Brown 2010; Guha et al. 2009), or metaphors to simplify the conﬁguration of such systems (Adams, Intwala, and Kapadia 2010; Kapadia et al. 2007).

It is also worth noting that not all activities associated with processing of personal data are harmful, and so granting users agency in these systems need not have only negative eﬀects. Recommender systems (Ricci et al. 2010) can provide a useful function, saving us time and eﬀort. Live traﬃc updates through services such as Google Maps assist us in avoiding traﬃc jams. Public health initiatives are often based on the aggregation of large quantities of highly personal data. The opportunity for data subjects to engage with data systems may enable them to correct and improve the data held and the inferences drawn, improving the overall quality and utility of the applications using our personal data.

39.3.3 Negotiability – The Ability for People to Re-evaluate Their Decisions as Contexts Change

Legibility and agency are important, but we further need to allow people to re-evaluate their decisions as contexts change, externally (e.g., people and data crossing jurisdictional boundaries) and internally (e.g., feedback and control mechanisms have been shown to aﬀect data-sharing behaviour (Patil et al. 2014). We term this negotiability.

Much debate around the use of personal data has assumed that data are considered a “good” that can be traded and from which economic value should be extracted (Organisation for Economic Co-operation and Development 2013). Although we agree that it may well be possible to enable an ecosystem using economic value models for utilisation of personal data and marketplaces (Aperjis and Huberman 2012), we believe that power in the system is—as of 2016—disproportionately in favour of the data aggregators that act as brokers and mediators for users, causing the apparent downward trajectory of economic value in the information age (Lanier 2013).

Eﬀectively redressing this balance requires research to understand the contextual integrity (Nissenbaum 2004) of uses of our personal data, and how this impacts services and new uses of our data both for research and business (Shilton et al. 2009). Contextual eﬀects mean that data connected with people cannot realistically be considered neutral or value-free, leading to problems with applying concepts such as the data-driven society or Big Data to individuals. Expecting people to be able to self-manage their personal, private data may be inappropriate given increased data collection (Solove 2013), and so legal and regulatory frameworks may need revisiting and readdressing (Westby 2011).

Some of these issues are already being faced by researchers carrying out experiments that use personal data. Experiment design requires careful consideration of the types of data to be used and the ways in which appropriate consent to use data can be obtained (Brown, Brown, and Korﬀ 2010). Sharing of research data is becoming popular, and even mandated, as a mechanism for ensuring good science and the dissemination of good science (Callaghan et al. 2012). As a result, issues such as the privacy and ethics issues of sharing – and not sharing (Huberman 2012) – data are increasingly being discussed (O’Rourke et al. 2006).

Much of our presentation has focused on issues surrounding speciﬁcally personal data. The power of open data, open knowledge, and open innovation are also being widely advocated by a number of independent organisations such as the The Open Data Institute. The objective of these eﬀorts is to free individuals and the Web from echo chambers and ﬁlter bubbles (Pariser 2011), empowering them through transparent access and audit of governments and various organisations. The underlying belief is that publishing data will help make it participatory and accessible, leading to innovation and thus beneﬁt to the populace. Releasing data to the public, however, needs care and foresight into usage, correlation, and reputational side eﬀects. For example, availability of crime data about a speciﬁc neighbourhood may end up reinforcing that area as a crime hub. Individuals hidden in previously anonymized, delinked personal data may become identiﬁable through application of newly available data (Ohm 2010). As a result, HDI needs to take into account not only personal data, but also current and future data.

Finally, as we build infrastructures and interfaces that enable users to understand and engage with data processing systems, we must consider how these will shape and be shaped by the ways that we reason about our data. The kinds of analogies we build and use in this reasoning will be informed by cultural and contextual diﬀerences and similarities and, in turn, will inform how we use, release, and distribute personal data in diﬀerent communities and cultures.

Having discussed just what we might mean by HDI, we now turn the clock back to an early exploration of technical matters that informed the development of HDI. This provides a basis for the direction in which HDI has moved and for its current trajectory.

39.4 Dataware: HDI v0

The Dataware model of McAuley, Mortier, and Goulding (2011) was a very early foray into providing a particular instantiation of what later became core HDI concepts. The model is based on three fundamental types of interacting entity, depicted in Figure 2: the owner (or user or subject), by or about whom data is created; the data sources, which generate and collate data; and the data processors, which wish to make use of the user’s data in some way.

Author/Copyright holder: Richard Mortier. Copyright terms and licence: CC BY-NC-ND

Figure 2: Actors within the Dataware model: owner (or user or subject), sources, and processors, interaction among whom is mediated through the owner’s personal container.

To assist the owner in managing the relationship between these entities, this model posits that the underlying technology will provide them with a personal container – a forerunner of the Databox, discussed later (§6) – that will enable them to oversee and manage access to their data sources and processing of their data by various data consumers. This is a logical, primarily cloud-hosted, entity formed as a distributed computing system, with the software envisaged to support it consisting of a set of APIs providing access to data held by data sources. Data processors would write code to use these APIs, and then distribute that code to the data sources which would take responsibility for executing it, returning results as directed by the data processor. The ﬁnal and key piece of infrastructure envisaged is a catalogue, within which an owner would register all their data sources, and to which processors would submit requests for metadata about the sources available, as well as requests to process data in speciﬁed ways.

Author/Copyright holder: Richard Mortier. Copyright terms and licence: CC BY-NC-ND

Figure 3: Workﬂow in the Dataware architecture: requests are made of the owner’s catalogue, which grants permission by signing the request. When the signed request is presented for processing at a source, the source can validate it has permission to be run.

From a user’s point of view, interaction with this model shown in Figure 2 works as shown in Figure 3: processors desiring access to one or more datasets within the catalogue present a request for access along with information about the request (minimally, a representation of the processing to be carried out); the user permits (or denies) the request, which is indicated by the catalogue returning some form of token to the processor representing granted permission; the processor subsequently presents the request (the processing to be carried out) and the token to the data sources it covers; ﬁnally, the data sources return the results of the processing as directed in the request to the data consumer. The model assumes that the catalogue and the data sources it references are governed by the user, including logging and auditing the uses made of data so that the user can retrospectively inspect what has been done, when, by whom and to what end. The model also permits a user to operate multiple catalogues, independent of each other, thereby providing a means to control the problems of linking accounts across diﬀerent sources. Interactions between such catalogues are not considered an explicit feature of the system.

Never realised to deployment, Dataware nevertheless explored some key interactional and technical issues that arise in HDI:

The need for common, or at least self-describing, data formats, and associated means for source discovery.
The need to support federation between an owner’s many data sources, as many existing sources will remain within distinct organisations, and the associated need for identity mechanisms.
The need for protocols that support not only resource discovery but also negotiation of permission to process data, ability for users to control the environment in which data processing executes, giving them complete control over exactly what is exﬁltrated to the requesting data processor.

It is to a deeper exploration of the interactional issues that HDI throws up that we next turn.

39.5 Interaction: The “I” in HDI

We can thus consider dataware an attempt to build a digital infrastructure that supports human data interaction by surfacing a user’s personal data sources, and what third parties would do with them or have done with them. It construes the “I” in HDI as an accountable transaction between the parties to it, conﬁgured in terms of request, permission, and audit. This certainly could transform the situation (as it stands in the mid-2010s), characterised by the largely unaccountable use of personal data by third parties. However, it does not describe how such transactions will be accountably conducted in practice: on what accountable matters will requests, permissions and audits turn upon? It is towards unpacking what we mean by the accountable matters of human data interaction that we now turn.

39.5.1 Data as a Boundary Object

As previously noted, HDI is about digital data pertaining to people, that is considered personal in nature: it is an object-embedded-in-human-relationships, the view of data transactions within those relationships can be elaborated through the notion of boundary objects. To wit, HDI turns upon a “mutual modus operandi”, which involves “communications” and “translations” that order the “ﬂow” of information through “networks” of participants.

However, the question then arises: is the interactional arrangement Dataware provides, of request-permission-audit, suﬃciently coherent to make HDI into a mundane infrastructure? On closer inspection, the answer is “no”: communications are not truly mutual. Instead, third parties—not data subjects—drive them, with interaction being done to the “users” rather than something done by them. Even where they do have the ability to refuse or remove permissions, users are dealing with one-way traﬃc: the Dataware modus operandi is asymmetrical. This then begs the question of what a symmetrical relationship might look like, e.g., how might users drive data sharing by (for example) actively seeking out data processors?

The situation is further complicated by the inherently cognitive character of the Dataware model: it is based on “my data” and on data “about me”, ignoring the N-dimensional character of human data that arises as data often relates not so much to “me” or “you” but to “us”. With this, the coherence of the “my data” model starts to break down and break down in challenging ways. It is not just a matter of handling what, for example, “you” posted on “my” Facebook page, but of handling the media we produce and consume together. Thus, the unit of data is not always “mine” but frequently “ours”. How is “our data” to be handled? How is social data to be catalogued and governed? The individuated model of “my” data breaks down when we start to think of how “our” data is owned, controlled and managed. It’s not enough to assign, e.g., an individual in a household to “house keep” it as can be done with day-to-day management of the home network (Tolmie et al. 2007). A host of relational issues are wrapped up in any such endeavour: the age of members of “our” cohort will shape ownership and control, as will the personal situations that members ﬁnd themselves in. Who, for example, will own and control “our” children’s personal data? And what about elderly, inﬁrm or temporally incapacitated members of “our” cohort?

Take, for example, a young child’s personal data – who owns it and who controls it? It cannot be assumed that the same person exercises ownership and control. Ownership may well reside with the person to whom the data applies, as it were. However, control in such a situation may well be delegated to another (e.g., a parent), thereby reﬂecting the organised practices of personal data handling (take, for example, a young child’s health records or bank details). The same does not apply to teenagers, however. As they develop their independence we might well expect, again in line with current organised practices of human data interaction, that they will assume control over their own data along with a great many other aspects of their lives. Even so, this may be a phased rather than a sharp transition. The same may apply, in reverse, to an elderly member of the cohort who wishes to hand over the running of her aﬀairs to someone else. Situated within a lively social context, and accompanied by diﬀering relational rights and obligations, ownership and control cannot be permanently ﬁxed and tied to an individual, as the Dataware model presumes. Instead, it will change over time with respect to a host of evolving relationships and contingencies.

In the real world, data sharing is “recipient designed” – i.e., shaped by people with respect to the relationship they have with the parties implicated in the act of sharing. What you tell people of how much you smoke or drink or what foods you eat or how much you weigh, for example, very much depends upon to whom you are doing the telling. Doctors know all too well, for example, that such matters are grossly underestimated when told to them. The same applies more generally; not that we grossly underestimate things but that we are selective in what we divulge about our personal lives, using the “selectivity” with respect to our relationship to the other parties involved. HDI views the recipient as the processor, which presents a particular request for computation to be carried out to the data source after it has been granted permission. While this holds true, the issue is to enable the user to design permission with respect to just what of the data is available to the processor, and to others within a particular cohort, too. Recipient design draws our attention to the need to support human judgement, decision-making and intervention in the course of HDI.

These subtleties of HDI in the social world indicate a need to develop a much more encompassing and dynamic model of human-data interaction. That would include possibilities for users to refuse or remove permissions to access data, and to redact data, both internally within a cohort (whether a family or some other grouping of people) and externally in our interactions with third parties. These problems, by no means exhaustive of the challenges confronting eﬀorts to build digital infrastructures supporting HDI, suggest that there is a strong sense in which we need to factor “articulation work” into HDI.

39.5.2 Articulation Work in HDI

Articulation work speaks to the coordinate character of human action, to the gearing in of individual courses of action with one another. Kjeld Schmidt, a doctor of sociology and professor of work, technology and organization at Copenhagen Business School, draws on ethnographic data to highlight several generic features of action and interaction upon which coordination turns (Schmidt 1994). These include “maintaining reciprocal awareness” of salient activities within a cooperative ensemble; “directing attention” towards the current state of cooperative activities; “assigning tasks” to members of the ensemble; and “handing over” aspects of the work for others to pick up and work on themselves. These general properties of coordinate action appear concretely in situated practices that create and sustain a “common ﬁeld of work”, whether coordinating “walking” in the company of others or the “sharing” of personal data with processors. The common ﬁeld of work in HDI is the catalogue of data sources that users generate. Data “sharing” is organised around the catalogue and is ostensibly coordinated through the interactional arrangement request-permission-audit. This is an insuﬃcient arrangement when seen from the perspective of cooperative work, however, for reasons that Schmidt points out:

“...in order to be able to conceptualise and specify the support requirements of cooperative work we need to make a fundamental analytical distinction between (a) cooperative work activities in relation to the state of the ﬁeld of work and mediated by changes to the state of the ﬁeld of work, and (b) activities that arise from the fact that the work requires and involves multiple agents whose individual activities need to be coordinated, scheduled, meshed, integrated, etc. – in short: articulated.”

– Kjeld Schmidt

Requests, permissions and audit logs are mechanisms of coordination within the ﬁeld of work itself, but they do not articulate the ﬁeld of work. They order the ﬂow of information between users and third parties, but the ﬂow itself stands in need of articulation. What, for example, occasions a request being made and being made in such a way for it to seem “reasonable” to a user? Consider the expectations we might ordinarily entertain and the potential responses that might attach to requests from strangers, for example. Add to the mix how we might ordinarily react to requests regarding our personal data from strangers, and it soon becomes clear that making a request is a non-trivial matter; that it requires articulation.

Thus, a key design challenge in HDI is not only one of developing appropriate mechanisms to coordinate the ﬂow of information within the ﬁeld of work, but of articulating and thus coordinating the work that makes ﬂow possible as well. No such stipulation exists in HDI: neither the request nor audit function provide adequate support and with it insight into the cooperative arrangement of work between users and third parties or the status of data processing within that arrangement. Cooperative work in HDI eﬀectively occurs within a black box. A user cannot tell then from either the request or the audit such things as where in the arrangement of work the processing of data has reached, who is doing what with it, what’s going to happen next, if there are problems or issues of concern, and so on. The articulation of work is limited to who wants the data for what purposes and reviewing such information. There is then very little support within HDI as it stands for the ongoing management of relationships between the various actors implicated in personal data sharing. Again, it is hard to see on what basis HDI could become a stable socio-technical infrastructure in everyday life without such mechanisms.

A key challenge thus becomes one of creating computational mechanisms of interaction that build the elemental objects of articulation work into HDI to make salient dimensions of distributed action accountable to users, thereby enabling them to manage and coordinate interaction. In saying this, we are not saying that we should blindly follow prior stipulations of salient features (though it does seem that some will hold), but that we need to develop a much better understanding of what needs to be articulated with respect to personal data sharing and the cooperative work arrangements implicated in it.

The same applies to the ﬁeld of work itself. Schmidt points out that the distributed activities of a cooperative work arrangement are articulated with respect to objects within the ﬁeld of work itself (e.g., data sources within the catalogue). A key issue here revolves around the ‘conceptual structures and resources’ that order the ﬁeld of work, enabling members of a cooperative ensemble to make sense of it and act upon it. Again the question of interactional adequacy arises when we ask what conceptual structures HDI provides? It’s not that it doesn’t provide any, but the terms on which it does so are problematic from an interactional perspective.

Take, for example, the Dataware catalogue. It is conceptually ordered in terms of ‘tables’ that render data sources intelligible in terms of accounts, applications, installs, and services, etc. The problem in this is that the conceptual structure of HDI as instantiated in Dataware is rendered in terms of the underlying technology, rather than in terms of what is being done through that technology, such as the processing of biological data as part of a healthcare regime. The problem thus involves ordering the ﬁeld of work such that it reﬂects the work-being-done, or the work-to-be-done, rather than the underlying technical components of that work. It is hard to see, then, how users can articulate their distributed activities with respect to objects in the ﬁeld of work when those objects (data sources) lack legibility or intelligibility to the broader populace in contrast to computer scientists and software engineers. Other, more ‘user friendly’ – and more pointedly, data-relevant and service-speciﬁc – conceptual structures and resources are required.

39.5.3 Interactional Challenges in Articulating HDI

Articulating both the ﬁeld of work and the cooperative arrangements of work implicated in HDI stand as two key challenges confronting HDI. We have seen that a mutual modus operandi is not in place and that the user whose data is being purposed by others does not have reciprocal opportunities for discovery. We have seen that data is not only ‘mine’ but ‘ours’ and thus is social in character. We have seen that ownership and control are not isomorphic and that the life world drives the dynamics of these aspects of interaction. We have seen that data sharing is recipient designed. And we have seen that, in short, the conceptual structures and resources ordering the ﬁeld of work lack legibility, intelligibility, and accountability. Each of these problems is an inherent feature of the ﬁeld of work in HDI and presents challenges to its ongoing articulation.

39.5.3.1 User-driven Discovery

What exactly should be made discoverable, and what kinds of control can users exercise over the process of discovery? These issues prospectively turn upon the articulation of metadata about a user’s personal data sources, ranging (for example) from nothing more than articulating where a user’s catalogue or catalogues can be contacted to more detailed information concerning a catalogue’s contents. The demands of articulation work place further requirements on this process. Even if users are willing to publish metadata about their data, some means of understanding who is interested in discovering it may well be needed so as to build trust into the process. This could involve providing analytics into which processors are interested, when, how often, etc. Such analytics might provide users with resources enabling them to decide what of their data to expose or hide, though discovery may also turn in important respects upon other aspects of access control including deﬁning pre-speciﬁed policies on who can and can’t discover their data.

The issue of how users might drive the discovery process (ﬁnding data processors for themselves, whether for personal, ﬁnancial or social purposes) is more problematic. We will soon discuss early thoughts on how this might be addressed (§6), and turn upon making discovery of data processors much like discovering new apps in app stores. Users are familiar with and make a conscious choice to visit app stores, where they are provided with rich metadata about apps and app authors that shapes their decision-making. Data processors could be ‘vetted’, much like apps in the iTunes Store, and progressively more detailed information about processing could be provided, much like app permissions in the Google Play Store. In addition, the social aspects of app stores also play an important role in the discovery process: user ratings and social networking links help build the trust between users and service providers that is essential in the discovery and adoption of new technologies.

39.5.3.2 From My Data to Our Data

The social challenges of data ownership and control make it necessary to consider how users can collate and collaboratively manage individual and collective data sources. Individuals will need resources that enable them to control their own personal data sources as well as resources that allow them to delegate control of data sources and catalogues to others such that (for example) “I” can assign control of “my” data sources to “you”. How ownership and control relationships are represented within and between catalogues, and what mechanisms will be needed to provide adequate support for their ongoing articulation, is an open matter. Even so, transparency/awareness will be an important matter to consider along with rights management. The creation and curation of collective data sources is an equally challenging matter. Although this may appear trivial – for example, energy consumption data might relate as it does now to the household rather than speciﬁc individuals, with no complex identity and management issues involved – purposing such data is anything but a trivial matter. Who has the right to view and share such data? Who can edit it or revoke its use? Who actually owns and controls it? One view might be to default to the bill payer, but not all collective data sources are necessarily premised on contractual relationships. Add to the mix a world in which personal data harvesting becomes increasingly associated with the things with which we mundanely interact, and the possibility of opening up both collective and individual behaviours to unprecedented scrutiny through data analytics becomes a real and problematic prospect. The inherent tension between individual and collective data will require the development of group management mechanisms that support negotiated data collection, analysis and sharing amongst a cohort.

39.5.3.3 The Legibility of Data Sources

Both the individual and negotiated production, analysis and sharing of personal data turn upon data sources being legible to users. For users to have agency – that is, the ability to exercise control – within an HDI system in any meaningful way, data sources must provide a minimum level of legibility as to what data they contain, what inferences might be drawn from that data, how that data can be linked to other data, and so on. Without some means to present this critical information, preferably in some form that can be standardised, users will find it hard even to begin to understand the implications of decisions they may make and permissions they give for processing of their data.

As part of this, it is key that users are not only able to visualise and inspect the data held by a source, but that they can also visualise and thus understand just what a data processor wants to take from a source or collection of sources and why – that just what is being ‘shared’ is transparently accountable to users, which may also involve making external data sources (e.g., consumer trends data) visible so that users understand just what is being handed over. Coupled to this is the need to enable recipient design by users. There are two distinct aspects to this. One revolves around enabling users to edit data, redacting aspects of the data they do not wish to make available to others both within a cohort and outside of it. The other revolves around controlling the presentation of data to processors when the accuracy of data needs to be guaranteed (e.g., energy consumption readings).

In summary, the challenges of articulating personal data within HDI are not settled matters. Rather, they open a number of thematic areas for further investigation, elaboration and support:

Personal data discovery, including meta-data publication, consumer analytics, discoverability policies, identity mechanisms, and app store models supporting discovery of data processers.
Personal data ownership and control, including group management of data sources, negotiation, delegation and transparency/awareness mechanisms, and rights management.
Personal data legibility, including visualisation of what processors would take from data sources and visualisations that help users make sense of data usage, and recipient design to support data editing and data presentation.
Personal data tracking, including real time articulation of data sharing processes (e.g., current status reports and aggregated outputs), and data tracking (e.g., subsequent consumer processing or data transfer).

Each of these themes stand in need of interdisciplinary investigation and elaboration. This includes ethnographic studies of current practices of individuals and groups around personal data creation and curation, co-designed interventions to understand future possibilities, and the engineering of appropriate models, tools and techniques to deliver the required technologies to support the complex processes involved in HDI and mesh the articulation of personal data with the organised practices of everyday life. What this amounts to in many respects is a call to the broader HCI community to engage with the study and design of boring things – infrastructures – for personal data is embedded within them: in health infrastructures, communication infrastructures, ﬁnancial infrastructures, consumption infrastructures, energy infrastructures, media infrastructures, etc. It is a call to study and build HDI around the unremarkable ways in which personal data is produced and used within the manifold infrastructures of everyday life. Doing so, we might understand how personal data is accountably traded within human relationships and thereby develop actionable insights into what is involved in articulating those relationships in the future.

Thus, the analysis that discussion of the Dataware proposal generated, followed by the engagement of a more interactional lens on the problem, led to considerable development of our conception of HDI. In turn, this has generated considerable reﬁnement of what a technical platform in support of HDI might be – we discuss one such proposal next.

39.6 Databox: HDI v1

Dataware focused on a computational model for processing of personal data – by moving code to data, the problems associated with release of data to third parties could be avoided. However, it failed to consider in any detail the numerous interactional challenges identiﬁed through consideration of the HCI literature and the concepts of boundary object and articulation work, discussed in the preceding section. Informed by that consideration, our current work related to HDI is concerned with development of infrastructure technology to provide for HDI in supporting individuals (in the ﬁrst instance) in management of their personal data. This eﬀort reﬁnes the initial concept of a cloud-hosted, online Personal Container into a Databox (Haddadi et al. 2015). Your Databox is a physical device, supported by associated services, that enables you to coordinate the collection of your personal data, and to selectively and transiently make those data available for speciﬁc purposes. Different models are supported that will enable you to match your data to such purposes, from registration with privacy-preserving data discovery services so that data processors can find your Databox and request from you access to data it holds, to app stores in which you can search for data processing applications that you wish to provide with access to your data via your Databox. Its physicality oﬀers a range of aﬀordances that purely virtual approaches cannot, such as located, physical interactions based on its position and the user’s proximity.

It is worth noting that we do not envisage Databoxes entirely replacing dedicated, application-speciﬁc services such as Facebook and Gmail. Such sites that provide value will continue receiving personal data to process in exchange for the services they oﬀer. Nor is the Databox oriented solely to privacy and prevention of activities involving personal data. Rather, it is explicitly intended to enable new applications that combine data from many silos to draw inferences presently unavailable. By redressing the extreme asymmetries in power relationships in the current personal data ecosystem, the Databox opens up a range of market and social approaches to how we conceive of, manage, cross-correlate and exploit “our” data to improve “our” lives. What features must a Databox provide to achieve these aims? We answer in four parts: it must be a trusted platform providing facilities for data management for the data subjects as well as enabling controlled access by other parties wishing to use their data, while supporting incentives for all parties.

39.6.1 Trusted Platform

Your Databox coordinates, indexes, secures and manages data about you and generated by you. Such data can remain in many locations, but it is the Databox that holds the index and delegates the means to access that data. It must thus be highly trusted: the range of data at its disposal is potentially far more intrusive – as well as more useful – when compared to data available to traditional data silos. Thus, although privacy is not the primary goal of the Databox, there are clear requirements on the implementation of the Databox to protect privacy (Haddadi, Hui, and Brown 2010). Trust in the platform requires strong security, reliable behaviour and consistent availability. All of the Databox’s actions and behaviours must be supported by pervasive logging with associated tools so that users and (potentially) third-party auditors can build trust that the system is operating as expected and, should something unforeseen happen, the results can at least be tracked. We envisage such a platform as having a physical component, perhaps in the form-factor of an augmented home broadband router, under the direct physical control of the individual. Thus, while making use of and collating data from remote cloud services, it would also manage data that the individual would not consider releasing to any remote cloud platform.

39.6.2 Data Management

A Databox must provide means for users to reﬂect upon the data it contains, enabling informed decision-making, particularly about whether to delegate access to others. As part of these interactions, and to support trust in the platform, users must be able to edit and delete data via their Databox as a way to handle the inevitable cases where bad data is discovered to have been inferred and distributed. This may require means for the Databox to indicate this to third parties. Similarly, it may be appropriate for some data not to exhibit the usual digital tendency of a perfect record. Means to enable the Databox automatically to forget data that are no longer relevant or have become untrue may increase trust in the platform by users (Mayer-Schonberger 2009), though determining those characteristics automatically may be difficult. Even if data has previously been used, it may still need to be “put beyond use” (Brown and Laurie 2000). Concepts such as the European Union’s “Right to be Forgotten” require adherence to agreed protocols and other forms of cooperation, by third-party services and data aggregators. The Databox can be used as a central point for negotiating such data access and release rights.

39.6.3 Controlled Access

Users must have ﬁne-grained control over the data made available to third parties. At the very least, the Databox must be selectively queryable, though more complex possibilities include supporting privacy-preserving data analytics techniques, such as diﬀerential privacy (Dwork 2006) and homomorphic encryption (Naehrig, Lauter, and Vaikuntanathan 2011). A key feature of the Databox is its support for revocation of previously granted access. In systems where grant of access means that data can be copied elsewhere, it is eﬀectively impossible to revoke access to the data accessed. In contrast, a Databox can grant access to process data locally without allowing copies to be taken of raw data unless that is explicitly part of the request. Subsequent access can thus easily be revoked (McAuley, Mortier, and Goulding 2011). A challenge is then to enable users to make informed decisions concerning the impact of releasing a given datum as this requires an understanding of the possible future information-states of all third parties that might access the newly released datum. One way to simplify this is to release data only after careful and irreversible aggregation of results to a degree that de-anonymisation becomes impossible. More complex decisions will require an on-going dialogue between the user and their Databox, to assist in understanding the impact of their decisions and even learning from those decisions to inform future behaviour.

39.6.4 Supporting Incentives

A consequence of the controlled access envisioned above is that users may deny third-party services access to data. The Databox thus must enable services alternate means to charge the user: those who wish to pay through access to their data may do so, while those who do not may pay through more traditional ﬁnancial means. One possible expression of this would be to enable the Databox to make payments, tracing them alongside data ﬂows to and from diﬀerent third-party services made available via some form of app store. Commercial incentives include having the Databox act as a gateway to personal data currently in other silos, and as an exposure reduction mechanism for commercial organisations. This removes their need to be directly responsible for personal data, with all the legal costs and constraints that entails, instead giving control over to the data subject. This is particularly relevant for international organisations that must be aware of many legal frameworks. A simple analogy is online stores’ use of payment services (e.g., PayPal, Google Wallet) to avoid the overhead of Payment Card Infrastructure compliance.

This, then, is where HDI stands in the mid-2010s: a nascent ﬁeld with some exciting possibilities for both technical development and human study. Next, we outline just a few of these.

39.7 Future Directions: What’s Next?

The principles of HDI underscore the need to develop a user-centric platform for personal data processing in the 21st century. While in its infancy, it is increasingly clear that HDI poses a broad range of challenges that are only now beginning to be elucidated e.g., Crabtree and Mortier (2015). Many arise from engineering decisions taken early in the life of the Internet, where many features were eschewed in favour of building something that worked (Clark 1995). Thus, application (and higher) layer data ﬂows are not a thing with which the Internet is concerned. The focus was and is on moving data packets between network interfaces and supporting delivery of those packets to the correct application. It is hard to envision completely redesigning the entire basis of the Internet at this late stage. However, a number of discrete challenges are key to putting HDI’s principles into practice.

39.7.1 Accountability

The potential eﬃcacy of HDI fundamentally turns upon opening the Internet up as it were and making it accountable to users. What we mean by this is that at the network layer, the Internet only really supports accounting to the extent required for settlement between Internet Service Providers (ISPs), such as counting the number of bytes exchanged over particular network interfaces to enable usage-based billing. With the kinds of intimate data the IoT is envisioned to make available, this low-level “bits and bytes” accounting will be completely inadequate. It will be necessary to surface what data devices generate, how that data is recorded and processed, by whom, where it ﬂows to, etc. This metadata must be made visible to users to enable legibility, agency and negotiability without infringing users’ privacy.

39.7.2 Personal Infrastructures

The advent and growth of the IoT, coupled with the lack of facility for easily managing ensembles of network-connected devices (at least, as it stands in the mid-2010s), increases the likelihood that we will suﬀer harm by leaking intimate information. There is need to complement the opening up of the Internet with the development of personal infrastructures that enable users to manage the ﬂow of data.

One possible approach might be to provide smarter home hubs that support a range of interfaces and control points developed for speciﬁc purposes. Another is to support users in building their own infrastructure to a far greater extent than is possible today. Instead of relying on others (e.g., ISPs) to provide, conﬁgure and manage infrastructure to support users, we might seek to make it straightforward for users to create their own infrastructure services, conﬁguring and managing facilities such as ﬁrewalling, virtual private networks, DNS and other services.

39.7.3 Resilience

Resilience is a key ingredient in the mix between the Internet, personal infrastructures, and IoT applications in critical domains, such as health and well-being or smart-device energy management. In short, we might ask what happens to such applications when the Internet goes down (e.g., when the local access router dies or there is a problem at the local exchange)? There is a critical need to build resilience into IoT infrastructures if we are to rely upon applications in critical domains.

One possible solution is to build IoT infrastructure into the local physical environment – e.g., into the fabric of the home – to provide the necessary fallback. This might be complemented by formal modelling techniques to enable the “in house” management of complex networked systems of “dumb” devices. That, in turn, raises the challenge of how users are to understand such techniques and interact with them to ensure quality of service and the ongoing protection of privacy in the face of contingency.

39.7.4 Identity

As Peter Steiner put it in a cartoon in The New Yorker (1993), “On the Internet, nobody knows you’re a dog”. Identity touches all aspects of HDI and requires that meaningful statements can be made about just who has access to a user’s data. The Internet, being concerned with moving packets between network interfaces, provides no inherent support for higher-level expressions of identity. Application layer means of supporting identity do exist – e.g., TLS client certiﬁcates and PGP public keys – but they are very complex to manage. Speciﬁc challenges here include how to ensure the availability of the necessary “secrets” (keys, certiﬁcates) on all devices that may be used to access relevant data; how to support the management of data corresponding to multiple identities held by a user; and how to handle the revocation of access.

Author/Copyright holder: Peter Steiner. Copyright terms and licence: Fair Use.

"On the Internet, nobody knows you're a dog" is an adage which began as a cartoon caption by Peter Steiner and published by The New Yorker on July 5, 1993.

39.7.5 Dynamics

Devices generating data change context as they are shared between individuals, and individuals change context as they move around in space and time. Applications and services will come and go as well. Enabling users to be aware of and to manage the dynamics of ongoing data processing – who or what has access to which data, for which purposes, etc. – is a critical challenge to the sustained harvesting of personal data. That ongoing data harvesting will be dynamic and will potentially implicate multiple parties (users and data consumers) also raises the challenge of understanding the dialogues that are needed to sustain it; particularly the “work” these dialogues need to support and how they should be framed, implemented and maintained.

39.7.6 Collaboration

Systems developed to support personal data management typically focus on the individual. But personal data rarely concerns just a single person. It is far more common for sources of personal data to conﬂate information about multiple individuals, who may have diﬀerent views as to how personal it is. For example, smart metering data gives a household’s energy consumption in aggregate, and diﬀerent household members may want that data to be shared with data consumers at diﬀerent levels of granularity. Supporting the collaborative management and use of personal data is another critical ingredient in the mix, all of which trades on making the data and data processing legible and putting the mechanisms in place that enable users to exercise agency and negotiability locally amongst their own cohorts as well as globally.

39.8 The Take Away

Author/Copyright holder: Peter Steiner. Copyright terms and licence: Fair Use.

“Remember when, on the Internet, nobody knew who you were?” is a play by Kaamran Hafeez on the famous Steiner cartoon, also published in The New Yorker, on February 16, 2015.

So, in such a complex and emerging field, what should you take away? The cartoon above gives one key takeaway: the simple fact that we do live in a complex, increasingly data-driven world, and this is the case whether or not we understand or care. The aim of HDI as a research agenda is to bring this fact to the fore, to provoke engagement from many parties to address the challenges we believe this raises. We hope that the framing of these debates as Human-Data Interaction, and the core principles we claim are at the heart of HDI, will assist and encourage researchers in many fields – including Computer Science, Law, Sociology, Statistics, Machine Learning among many others – to engage with the challenges and opportunities posed by our collective data driven future.

39.9 Where to Learn More?

As a nascent ﬁeld, HDI is still very much under development – there are no books! However, there is a growing community of people interested in pushing forward its development, at:
http://hdiresearch.org/, and there are a number of ad hoc workshops and other activities occurring under various banners, e.g., in the UK, the Alan Turing Institute and the IT as a Utility Network+.

There have also been press articles which garnered some interest in their comments sections, giving some small sampling of public responses to privacy and HDI, e.g.,

Murphy 2014: http://www.nytimes.com/2014/10/05/sundayreview/we-...
MIT Technology Review 2015: http: //www.technologyreview.com/view/533901/the-emerging-...
Kellingley 2015: https://www.interaction-design.org/literature/article/human-data-interaction-hdi-the-new-information-frontier
Naughton 2015: http: //www.theguardian.com/technology/2015/feb/01/control-personal-data-databoxend-user-agreement.

39.10 Acknowledgements

This article grows out of work funded by several agencies including RCUK grants Horizon Digital Economy Research (EP/G065802/1), Privacy By Design: Building Accountability into the Internet of Things (EP/M001636/1), CREATe (AH/K000179/1), Databox (EP/N028260/1) and IT as a Utility Network+ (EP/K003569/1); and the EU FP7 User Centric Networking grant No. 611001. As well as thanking the HDI community (http://hdiresearch.org) for their ongoing engagement and input, we particularly thank Kuan Hon, Yvonne Rogers, Elizabeth Churchill, Ian Brown, Laura James, Tom Rodden, members of the QMUL Cognitive Science research group, and attendees at the IT-as-a-Utility Network+ Human-Data Interaction workshop (October 2nd, 2013) for their input.

39.11 References

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39. Human-Data Interaction

39.1 Introduction

39.1.1 The Evolution of Human-Computer Interaction

39.2 Why Do We Need HDI?

39.2.1 Life Goes On: We Still Need Privacy

39.2.2 The Paradox of Privacy: The More We Reveal, the More Privacy We Desire

39.2.3 The Internet of Things Reshaped the Nature of Data Collection: From Active to Passive

39.2.4 Reclaiming Humanity: Active Players not Passive Victims of the Digital Economy

39.3 Just What is HDI?

39.3.1 Legibility – Enabling Data Subjects to Understand Data Concerning Them

39.3.2 Agency – The Capacity to Act for Ourselves within Data Systems

39.3.3 Negotiability – The Ability for People to Re-evaluate Their Decisions as Contexts Change

39.4 Dataware: HDI v0

39.5 Interaction: The “I” in HDI

39.5.1 Data as a Boundary Object

39.5.2 Articulation Work in HDI

39.5.3 Interactional Challenges in Articulating HDI

39.5.3.1 User-driven Discovery

39.5.3.2 From My Data to Our Data

39.5.3.3 The Legibility of Data Sources

39.6 Databox: HDI v1

39.6.1 Trusted Platform

39.6.2 Data Management

39.6.3 Controlled Access

39.6.4 Supporting Incentives

39.7 Future Directions: What’s Next?

39.7.1 Accountability

39.7.2 Personal Infrastructures

39.7.3 Resilience

39.7.4 Identity

39.7.5 Dynamics

39.7.6 Collaboration

39.8 The Take Away

39.9 Where to Learn More?

39.10 Acknowledgements

39.11 References

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